The rules of this seminar are as follows. Each participant must strictly abide by it. If there is a violation, the training certificate will be refused:

• To avoid affecting the distribution of certificates, please enter the correct membership number, full name in Chinese and English and personal email address when registering.
• Participants must attend the entire seminar in person (cannot entrust others to represent them) in order to obtain the “3-hour continuing training certificate recognized by the Hong Kong Securities and Futures Commission” issued by the Association.
• In view of the fact that the Association has discovered that participant has entrusted another person to attend/collect the certificate on his/her behalf, the Association has the right to require the participant to present his/her personal identification document (1) register at the venue; and (2) receiving the certificate.
• If the participant fails to present his/her original personal identification document, the Association has the right to refuse (1) admit the participant / (2) issue the training certificate.
• Latecomers will be refused entry and will not be issued the training certificates. Participants who leave early or absent for more than fifteen minutes during the course are not allowed to receive the training certificates, and the Association will also refuse to issue the training certificates.